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shielfc · 2 years
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Get to Know About Surveillance of E-Comms Channels
MiFID II and MAR and Dodd-Frank are obligating the companies to monitor and analyze all e-Comms channels. Business intelligence helps monitor all unauthorised communication and thus better regulation. 
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shielfc · 2 years
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Observing Unauthorised e-Comms Channels | Business Intelligence
Business Intelligence helps in surviellence of Unauthorised platforms like personal phones and  e-Comms Channels. It gives the insights of organisation. See this infographic to know more and go to our site here - https://bit.ly/3f4CoKP
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shielfc · 2 years
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Business Intelligence a Powerful Tool | Regulatory Compliance
There are a lot of ways of leveraging Business Intelligence. It can help get insights into how many calls are happening on unapproved pathways like personal phones and other e-Comms Channels. Check out our website to learn more about it.
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shielfc · 2 years
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Drifting of the Consumer to SMS from Email | Regulatory Compliance
The usage of company-owned phones is required of employees, and social media websites are restricted. This is done to manage the workforce in big businesses. Both customers and workers favor SMS over emails. As a result, regulatory compliance becomes crucial for businesses. For further details, see this infographic - https://bit.ly/3dh8N07
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shielfc · 2 years
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A lot has been done to make employees use company-owned and managed phones. This step is taken to manage e-comms effectively. But it only made them drift away to personal phones. Financial firms need to enable whatever provisions are required to ensure regulatory compliance. Read more about it on the website.
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shielfc · 2 years
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Get a Comprehensive Guide to Regulatory Compliance
Regulatory compliance refers to the practice of observing rules and laws made by government. All the firms whether small or large should abide by the rules. Check out this article on financial compliance in USA and go to this link.
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shielfc · 2 years
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shielfc · 2 years
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Control of All the Data | Electronic Communications Surveillance
With deep-dive case management, you have complete control over all the information about people, rules, and even information that has been preserved for a very long period. It means having Electronic Communications Surveillance. Look at this infographic and visit the website for detailed information - https://bit.ly/3KMbYsW
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shielfc · 2 years
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Electronic Communications Surveillance | Case Management
Accessing the data of a particular employee can take days or even months. Electronic communications surveillance is a step that can help us take control of our data  (including what was archived a long time ago), Go to our link to get more information on this.
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shielfc · 2 years
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Specialized Risk Identification Team | Risk And Compliance
According to the "Two Horizon Model" horizon scanning requires the internal creation of a specialized risk identification team tasked with translating legal and regulatory risks in response to every new global regulatory change. Check out this infographic and visit our website to gather more information on risk management compliance. Visit: https://bit.ly/3Q1LHIe
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shielfc · 2 years
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Operational Risk Management Explained By Shield
Operational risk management is the process of recognizing, analyzing, and accepting (or reducing) uncertainty in investment decisions. Read the complete article to know more about the types of risks in financial institutions and visit our website to explore the services. Visit now!
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shielfc · 2 years
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Risk Management Strategy For FI | Risk Management Compliance
Risk management compliance is a vital strategy for every organization and should be regarded as an equal partner for all proactive aspects of the business. The first line of defense is a critical component of operational risk management and every financial institution must have surveillance on it. Get detailed information on our website, visit now!
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shielfc · 2 years
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A Shift Towards New e-Comms Channels | communication compliance
Accepting the new e-Comms Channels is an easy shift for clients to make, but it’s not so easy for financial firms. However, they are required to publicly approve at least one such digital communication and turn on all the necessary back-end resources for legal operations, and achieve communication compliance according to the financial regulators. Read the complete article and visit our website for more information.
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shielfc · 2 years
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Record Keeping Via RegTech | e-Comms Surveillance | Shield
Record keeping via RegTech is essential to maintain market integrity and to stop market manipulation by inappropriate conduct. Monitoring for recommendations made on social media sites is challenging but essential to achieving communication compliance. Check out this infographic and read more on our website. Visit: https://bit.ly/3KeQqVB
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shielfc · 2 years
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Communication Is Decreasing Via E-mail | e-Comms Channels
Clients of Financial firms are using e-Comms channels to connect with their financial advisors and planners, and shifting away from email.  SMS text, whether it’s by messaging, DM on Instagram, or on WhatsApp, is up to individual preference, but it’s decreasingly via email. Visit our website and get detailed information on financial regulators and RegTech.
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shielfc · 2 years
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Artificial Intelligence - A Data Archiving Solution - shield
Technologies like artificial intelligence and machine learning are here to make a difference in data archiving. The shield is a trade and communication surveillance platform that utilizes AI-Powered surveillance and technology, for the data archiving processes and to achieve regulatory compliance. Read more, visit our website now!
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shielfc · 2 years
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Data Archiving Sounds Simple Enough | Communication Compliance
Technology like the cloud is working proactively for data archiving,  Cloud is capturing the data in a remarkable and in auspicious manner. This excellent archiving solution made the communication compliance process easy and effective. Have a look at this infographic and visit our website for more related information. Visit: https://bit.ly/3pnW4eu
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